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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Richardson | TX | 03/2026 | Present |
| J.P. Morgan Securities Llc | Richardson | TX | 03/2026 | Present |
| Charles Schwab | Westlake | TX | 05/2024 | 02/2026 |
| Golf Operations, Trophy Club | Trophy Club | TX | 04/2021 | 04/2024 |
| Grand Canyon University | Phoenix | AZ | 12/2020 | 07/2023 |
| U.s. Air Force | Alamogordo | NM | 02/2017 | 01/2021 |
| Lord And Taylor | Columbia | MD | 12/2016 | 01/2017 |
| Macy's Inc | Columbia | MD | 10/2016 | 12/2016 |
| Unemployed | Bowie | MD | 03/2016 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-16 |
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