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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-03-16 |
Branch Locations
191 American Blvd Ste 205, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. | Westlake | OH | 03/2024 | Present |
| Boom's Pizza | Spice Catering | Lakewood | OH | 03/2023 | 03/2024 |
| Svc (School Of Visual Concepts) | Seattle | WA | 01/2023 | 09/2023 |
| Six Shooter Coffee | Cleveland | OH | 11/2021 | 02/2023 |
| Land Studio | Cleveland | OH | 08/2019 | 05/2021 |
| Ohio State University - Rec Sports | Columbus | OH | 01/2017 | 05/2019 |
| The Ohio State University | Columbus | OH | 09/2015 | 05/2019 |
| Self Employed | Strongsville | OH | 01/2018 | 01/2020 |
| Fresh Fork Market | Cleveland | OH | 06/2021 | 10/2021 |
| The Ledgewood Association | Strongsville | OH | 05/2020 | 09/2020 |
(1)Name of Business: CKE Financial Services Address: 191 American Blvd Ste 205, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist with the implementation, monitoring, and running of team defined contribution plans including participating in plan committee meetings, employee education, and so on.\n\nProspecting for potential new clients.\n\nDay to day marketing and administrative tasks. (2)Name of Business: E&M Consulting Address: 191 American Blvd Ste 205, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist with the implementation, monitoring, and running of team defined contribution plans including participating in plan committee meetings, employee education, and so on.\n\nProspecting for potential new clients.\n\nDay to day marketing and administrative tasks. (3)Name of Business: Strategic Retirement Solutions Address: 191 American Blvd Ste 205, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist with the implementation, monitoring, and running of team defined contribution plans including participating in plan committee meetings, employee education, and so on.\n\nProspecting for potential new clients.\n\nDay to day marketing and administrative tasks.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-21 |
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