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1310 South Tryon Street Suite 101, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-11 |
Branch Locations
1310 South Tryon Street Suite 101, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Defender Capital | Charlotte | NC | 03/2025 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 05/2024 | 03/2025 |
| Trader Joe's | Charlotte | NC | 02/2024 | 05/2024 |
| The Charlotte Church | Charlotte | NC | 06/2015 | 06/2023 |
| Tiaa | Charlotte | NC | 05/2024 | 03/2025 |
| Advantage Living | Pineville | NC | 08/2021 | Present |
| 3Sg | Canton | GA | 01/2024 | 05/2024 |
| Life To The Full | Pineville | NC | 01/1998 | Present |
(1) Name: Life To The Full Position: women's ministry leader Nature: As a minister am hired for women's retreats and faith based motivational speaking. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 01/01/1998 Address: Home Address, Pineville NC 28134, United States Description: public speaking, devotionals and faith based motivational speaking (2) Name: Advantage Living Position: owner Nature: Not a registered company. This is Contract work under the name Advantage Living: Coaching for Personal and Leadership Development. Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 01/01/2015 Address: Home Address, Pineville NC 28134, United States Description: provide Coaching sessions for Personal and Leadership Development.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-19 |
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