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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
WA RA APPROVED 2024-06-25
  • TX RA
    APPROVED
    Since 2024-07-05
  • WA RA
    APPROVED
    Since 2024-06-25

Branch Locations

2500 W Main St, Battle Ground, WA 98604 • United States

13411 Se Mill Plain Blvd, Vancouver, WA 98684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Battle Ground WA 05/2022 Present
Unleash The Hounds Vancouver WA 06/2015 05/2022
T-Mobile Vancouver WA 07/2012 04/2021
Bank Of America, N.A. Battle Ground WA 04/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
  • S66 Uniform Combined State Law Examination
    2023-10-12

View on SEC IAPD

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