Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-22
FL RA APPROVED 2024-05-28
  • TX RA
    APPROVED
    Since 2024-07-22
  • FL RA
    APPROVED
    Since 2024-05-28

Branch Locations

1190 W Marion Ave, Punta Gorda, FL 33950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Port Charlotte FL 03/2024 Present
State Street Bank And Trust Boston MA 07/2022 03/2024
Us. Bank Minneapolis MN 03/2022 07/2022
Suncoast Credit Union Fort Myers FL 10/2019 02/2022
Culvers Cape Coral FL 02/2018 10/2019
Dollar General Cape Coral FL 02/2016 03/2018
Trash Butler Fort Myers FL 01/2023 10/2023
Bank Of America N.A. Port Charlotte FL 05/2024 Present
  • 03/2024 → Present
    Port Charlotte, FL
  • 07/2022 → 03/2024
    State Street Bank And Trust
    Boston, MA
  • 03/2022 → 07/2022
    Us. Bank
    Minneapolis, MN
  • 10/2019 → 02/2022
    Suncoast Credit Union
    Fort Myers, FL
  • 02/2018 → 10/2019
    Culvers
    Cape Coral, FL
  • 02/2016 → 03/2018
    Dollar General
    Cape Coral, FL
  • 01/2023 → 10/2023
    Trash Butler
    Fort Myers, FL
  • 05/2024 → Present
    Bank Of America N.A.
    Port Charlotte, FL
Other Businesses

I*4848269, Entity Type: , Name of OBA: R S, Address: Cape Coral, Florida, 33914, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 07/08/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4849267, Entity Type: , Name of OBA: The S Family Trust, Address: Cape Coral, Florida, 33914, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 07/09/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4849268, Entity Type: , Name of OBA: M S Sr., Address: Cape Coral, Florida, 33914, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 07/09/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-23
S63 Uniform Securities Agent State Law Examination 2024-02-23
  • S66 Uniform Combined State Law Examination
    2024-05-23
  • S63 Uniform Securities Agent State Law Examination
    2024-02-23
Other Names
  • Michael T Sheppard

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Punta Gorda, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor