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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-22 |
| FL | RA | APPROVED | 2024-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Port Charlotte | FL | 03/2024 | Present |
| State Street Bank And Trust | Boston | MA | 07/2022 | 03/2024 |
| Us. Bank | Minneapolis | MN | 03/2022 | 07/2022 |
| Suncoast Credit Union | Fort Myers | FL | 10/2019 | 02/2022 |
| Culvers | Cape Coral | FL | 02/2018 | 10/2019 |
| Dollar General | Cape Coral | FL | 02/2016 | 03/2018 |
| Trash Butler | Fort Myers | FL | 01/2023 | 10/2023 |
| Bank Of America N.A. | Port Charlotte | FL | 05/2024 | Present |
I*4848269, Entity Type: , Name of OBA: R S, Address: Cape Coral, Florida, 33914, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 07/08/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4849267, Entity Type: , Name of OBA: The S Family Trust, Address: Cape Coral, Florida, 33914, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 07/09/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4849268, Entity Type: , Name of OBA: M S Sr., Address: Cape Coral, Florida, 33914, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 07/09/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-23 |
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