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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 04/2024 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 04/2024 | Present |
| Kpmg Llp | Chicago | IL | 12/2020 | 03/2022 |
| Marquette Associates | Chicago | IL | 03/2022 | 03/2024 |
| University Of Illinois Urbana-Champaign | Champaign | IL | 06/2016 | 05/2020 |
| Beverly Country Club | Chicago | IL | 06/2020 | 11/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-01 |
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