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Caden Michael Svoboda

Principal Securities, Inc.

Lincoln, NE

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-02-12
  • NE RA
    APPROVED
    Since 2025-02-12

Branch Locations

2077 N St Ste 210, Lincoln, NE 68510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Lincoln NE 05/2024 08/2024
Firethorn Golf Club Lincoln NE 03/2023 10/2024
Express Gretna NE 01/2022 05/2022
University Of Nebraska Lincoln Lincoln NE 08/2021 12/2024
Aurora High/Middle School Aurora NE 08/2014 08/2021
Principal Life Insurance Company Lincoln NE 10/2024 Present
Principal Securities, Inc. Lincoln NE 10/2024 Present
Arkway Wealth Lincoln NE 03/2025 Present
  • 05/2024 → 08/2024
    Northwestern Mutual
    Lincoln, NE
  • 03/2023 → 10/2024
    Firethorn Golf Club
    Lincoln, NE
  • 01/2022 → 05/2022
    Express
    Gretna, NE
  • 08/2021 → 12/2024
    University Of Nebraska Lincoln
    Lincoln, NE
  • 08/2014 → 08/2021
    Aurora High/Middle School
    Aurora, NE
  • 10/2024 → Present
    Principal Life Insurance Company
    Lincoln, NE
  • 10/2024 → Present
    Lincoln, NE
  • 03/2025 → Present
    Arkway Wealth
    Lincoln, NE
Other Businesses

**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 03/03/2025 ADDRESS: 9232 Peregrine Rd, Lincoln NE 68505, United States DESCRIPTION: Fixed Insurance: Life, Disability, Annuities, Long-Term Care, Health, Medicare Supplements, Group Benefits. **ARKWAY WEALTH (DBA) POSITION: Registered Representative/Financial Advisor NATURE: Fee-based Financial Planning, Financial Strategies/Needs Analysis, Group/Health Insurance, DI/A&H Insurance, Life Insurance/Annuities, Mutual Funds/Securities/VA/VL, INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/03/2025 ADDRESS: 9232 Peregrine Rd, Lincoln NE 68505, United States DESCRIPTION: DBA Marketing Name. **NSAA POSITION: Wrestling Official NATURE: Wrestling Official INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 3216 King Ridge BLVD, Lincoln NE 68504, United States DESCRIPTION: I will begin officiating high school boys wrestling in the state of Nebraska. This position required a certification to be obtained in order to be eligible for officiating in Nebraska. This activity will take place on weekends outside of trading hours and will not interfere with registered rep daily activities. **INDIVIDUAL HEALTH INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2026 ADDRESS: 2077 N St Ste 210, Lincoln NE 68510, United States DESCRIPTION: I will be contracted as an agent with PMA to help assist in the individual health space. Working with mainly customers of Arkway Wealth and Svoboda Benefits to help find solutions for their health and Medicare needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-08
  • S66 Uniform Combined State Law Examination
    2025-02-08
Other Names
  • Caden Svoboda

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