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Current Employers
Lee Financial Company, Llc

8350 N. Central Expressway Suite 1800, Dallas, TX 75206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-29
  • TX RA
    APPROVED
    Since 2024-06-29

Branch Locations

8350 N. Central Expressway Suite 1800, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Henry S. Miller Dallas TX 06/2021 07/2021
Dallas Cowboys Dallas TX 07/2021 08/2021
University Of Oklahoma Norman OK 01/2022 04/2022
Dominus Commercial Dallas TX 05/2022 08/2022
Strong Capital Dallas TX 09/2022 01/2023
Retc Dallas TX 01/2023 03/2023
Lee Financial Dallas TX 04/2023 Present
Unemployed Norman OK 09/2021 12/2021
Unemployed Dallas TX 01/2013 05/2021
  • 06/2021 → 07/2021
    Henry S. Miller
    Dallas, TX
  • 07/2021 → 08/2021
    Dallas Cowboys
    Dallas, TX
  • 01/2022 → 04/2022
    University Of Oklahoma
    Norman, OK
  • 05/2022 → 08/2022
    Dominus Commercial
    Dallas, TX
  • 09/2022 → 01/2023
    Strong Capital
    Dallas, TX
  • 01/2023 → 03/2023
    Retc
    Dallas, TX
  • 04/2023 → Present
    Lee Financial
    Dallas, TX
  • 09/2021 → 12/2021
    Unemployed
    Norman, OK
  • 01/2013 → 05/2021
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-28
  • S65 Uniform Investment Adviser Law Examination
    2024-06-28

View on SEC IAPD

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