Elizabeth Ann Liechty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2025-09-19
FL	RA	APPROVED	2024-10-22
MD	RA	APPROVED	2024-10-15
TX	RA	APPROVED_RES	2024-10-15

NM RA
APPROVED

Since 2025-09-19
FL RA
APPROVED

Since 2024-10-22
MD RA
APPROVED

Since 2024-10-15
TX RA
APPROVED_RES

Since 2024-10-15

Branch Locations

Ojo Caliente, NM • United States

1000 Bestgate Rd Ste 300, Annapolis, MD 21401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Annapolis	MD	04/1999	10/2024
Lpl Financial Llc	Annapolis	MD	10/2024	Present

04/1999 → 10/2024

Lincoln Financial Advisors Corporation

Annapolis, MD
10/2024 → Present

Lpl Financial Llc

Annapolis, MD

Previous Registrations

1999-11-01 → 2024-10-14

Osaic Fa, Inc.

Annapolis, MD

Millersville, MD

Vienna, VA

Tampa, FL

Tampa, FL

Other Businesses

1.10/14/2024 - Charter Financial Group- DBA for LPL Business (entity for LPL business)- Inv Rel- 180 Hrs Per Mnth- 9 Hrs During Trading- 10/14/2024 2.10/14/2024 - 1000 Bestgate LLC- Real Estate Rental- MD 21403- Inv Rel- 2 Hrs Per Mnth- 1 Hr During Trading- Start Date 01/01/2016 3. 10/14/2024 - The Blue Elephant- Author- FL 33624- Non Inv Rel- 5 Hrs Per Mnth- 5 Hrs During Trading- Start Date 01/01/2018 4. 10/14/2024 - C2 Realty LLC- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- 2 Hrs Per Mnth- 2 Hrs During Trading- Start Date 01/01/2016 5. 10/14/2024 - WFL, LLC- Business Entity For Tax/Investment Purposes Only- MD 21403- Non Inv Rel- 2 Hrs Per Mnth- 2 Hrs During Trading- Start Date 01/01/2016 6.10/14/2024 E Liecthy LLC- Business Entity For Tax/Investment Purposes Only- FL 33624- Non Inv Rel- 200 Hrs Per Mnth- 10 Hrs During Trading- Start 01/01/2010 7. 10/14/2024 - RE-Imagine C2 LLC- Business Entity For Tax/Investment Purposes Only- MD 21304- Non Inv Rel- 1 Hr Per Mnth- 10 Hrs During Trading- Start Date 01/01/2016 8. 09/22/2025 - Finding Grace LLC - Business Entity For Tax/Investment Purposes Only - Home based - Not INv rel - Start date: 03/03/2025 - 8 Hr Per Mnth- 4 Hrs During Trading 9. 03/11/2026 - Blue Elephant and Friends Press - Other - Publishing company for my children's book - Baltimore MD - Not Investment Related - Start date 06/10/2025 - 2 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-04
S63	Uniform Securities Agent State Law Examination	1999-05-27

S65 Uniform Investment Adviser Law Examination

1999-06-04
S63 Uniform Securities Agent State Law Examination

1999-05-27

View on SEC IAPD