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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-06 |
| CA | RA | APPROVED | 2025-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caring Cardiology Medical Group | Laguna Hills | CA | 06/2017 | 07/2022 |
| Exagen | Vista | CA | 09/2022 | 03/2024 |
| University Of California San Diego | La Jolla | CA | 09/2015 | 06/2017 |
| Unemployed | Oceanside | CA | 07/2022 | 11/2022 |
| Unemployed | Oceanside | CA | 04/2024 | 04/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2024 | 12/2024 |
| Northwestern Mutual Investment Services Llc | Carlsbad | CA | 07/2024 | 12/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 03/2025 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-28 |
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