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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-30
NM RA APPROVED 2024-07-01
  • TX RA
    APPROVED_RES
    Since 2026-07-30
  • NM RA
    APPROVED
    Since 2024-07-01

Branch Locations

1111 Alameda Blvd Nw Suite A, Albuquerque, NM 87114 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Albuquerque NM 04/2024 11/2024
Theresa Saiz-Wilmert State Farm Agency Albuquerque NM 12/2016 04/2024
David Jordan State Farm Agency Albuquerque NM 12/2015 12/2016
State Farm Vp Management Corp Albuquerque NM 04/2024 Present
State Farm Investment Management Corp Albuquerque NM 04/2024 Present
Kathlein Guinn's Insurance Agency Albuquerque NM 11/2024 Present
  • 04/2024 → 11/2024
    State Farm Insurance
    Albuquerque, NM
  • 12/2016 → 04/2024
    Theresa Saiz-Wilmert State Farm Agency
    Albuquerque, NM
  • 12/2015 → 12/2016
    David Jordan State Farm Agency
    Albuquerque, NM
  • 04/2024 → Present
    State Farm Vp Management Corp
    Albuquerque, NM
  • 04/2024 → Present
    Albuquerque, NM
  • 11/2024 → Present
    Kathlein Guinn's Insurance Agency
    Albuquerque, NM
Other Businesses

1) Kathlein Guinn's Insurance Agency; Investment-related; 1111 Alameda Blvd NW Ste A Albuquerque, NM 87114; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/1/2024; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-28
S63 Uniform Securities Agent State Law Examination 2024-04-18
  • S65 Uniform Investment Adviser Law Examination
    2024-06-28
  • S63 Uniform Securities Agent State Law Examination
    2024-04-18
Other Names
  • Kathlein Michelle Marcell

View on SEC IAPD

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