Colin Patrick Mccarthy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2024 → 02/2026
  Haviland & Sams, Llc
  Farmington, CT
• 09/2022 → 01/2024
  Charter Oak Financial
  Holyoke, MA
• 09/2021 → 09/2022
  Springfield College
  Springfield, MA
• 05/2021 → 08/2021
  Martha'S Vineyard Family Campground
  Vineyard Haven, MA
• 02/2021 → 05/2021
  Cooley & Shrair Law Firm
  Springfield, MA
• 01/2020 → 02/2021
  Springfield College
  Springfield, MA
• 05/2019 → 12/2019
  Hollister
  Holyoke, MA
• 05/2018 → 05/2019
  Springfield College
  Springfield, MA
• 03/2014 → 05/2018
  Pope Francis High School
  Chicopee, MA
• 03/2026 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 03/2026 → Present
  Ccr Wealth Management
  Lynn, MA
• 05/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-05-08 → 2026-02-17
  Haviland & Sams, Llc
  Farmington, CT

Other Businesses

1. NAME OF OTHER BUSINESS: CCR WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSISTING ADVISORS IN THE BRANCH OFFICE 2. NAME OF OTHER BUSINESS: TOWN OF WAKEFIELD INVESTMENT RELATED: NO ADDRESS: 1 LAFAYETTE SREET, WAKEFIELD MA 01880 NATURE OF BUSINESS:COUNCIL START DATE: 4/30/2026 POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SUPPORTS PUBLIC PROGRAMS FOR THE ARTS 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/27/2026 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: ESSEX COUNTY ESTATE PLANNING COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 152 CONANT ST SUITE 201 BEVERLY, MA 01915; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PURELY EDUCATIONAL AND NETWORKING WITH ESTATE PLANNERS; 5. NAME OF OTHER BUSINESS: BOSTON ESTATE PLANNING COUNCIL INVESTMENT RELATED: NO ADDRESS: 4 LAN RD, WESTFORD MA 01886 NATURE OF BUSINESS: COUNCIL START DATE: 5/10/2026 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NONE: ITS INFORMATIONAL AND NETWORKING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-10-26
• S65 Uniform Investment Adviser Law Examination
  2024-05-08

Designations

• Certified Financial Planner