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Carlos Michel Regueiro

Edward Jones

Sugar Land, TX

CRD 7891839

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-15
  • TX RA
    APPROVED
    Since 2024-07-15

Branch Locations

5501 Cabrera Dr Ste 701, Sugar Land, TX 77479 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2024 Present
Comcast Houston TX 09/2019 05/2024
T-Mobile Houston TX 09/2013 09/2019
  • 05/2024 → Present
    St Louis, MO
  • 09/2019 → 05/2024
    Comcast
    Houston, TX
  • 09/2013 → 09/2019
    T-Mobile
    Houston, TX
Other Businesses

Rental Property Type: Rental Property Date: 09/01/24 Title: Owner Trad Hrs: 0 Tot Hrs: 0 Desc: Landlord responsibilities. City-State: Richmond TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-11
  • S66 Uniform Combined State Law Examination
    2024-07-11

View on SEC IAPD

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