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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-04-14 |
| TX | RA | APPROVED | 2025-04-07 |
| PA | RA | APPROVED | 2025-03-04 |
Branch Locations
130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life - Roster | Minneapolis | MN | 02/2007 | 03/2025 |
| Questar Capital Corporation | Minneapolis | MN | 03/2011 | 03/2025 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 03/2025 | Present |
| City National Bank | Minneapolis | MN | 04/2025 | Present |
NAME OF ENTITY: Avalon Rental Home ADDRESS: 790 Robinhood Rd, Bryn Mawr, 19010 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate START DATE: 27/08/2022 CAPACITY: Owner DUTIES: My wife and I own a vacation property that is also used as rental property. I have no time responsibilities for the property. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-09 |
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