Best Investors Account Sign in
Inactive

Joseph Anthony Lewis

Mariner

Sarasota, FL

Claim This Profile
Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-22
FL RA APPROVED 2024-04-02
  • GA RA
    APPROVED
    Since 2024-04-22
  • FL RA
    APPROVED
    Since 2024-04-02

Branch Locations

240 S. Pineapple Ave. Ste. 601, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Overland Park KS 03/2024 Present
Mariner Wealth Advisors Overland Park KS 05/2023 03/2024
Unemployed Portage OH 03/2018 04/2023
United States Navy Washington DC 09/2008 02/2018
  • 03/2024 → Present
    Mariner Wealth Advisors
    Overland Park, KS
  • 05/2023 → 03/2024
    Mariner Wealth Advisors
    Overland Park, KS
  • 03/2018 → 04/2023
    Unemployed
    Portage, OH
  • 09/2008 → 02/2018
    United States Navy
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-30
  • S65 Uniform Investment Adviser Law Examination
    2023-06-30
Designations

View on SEC IAPD

Other Firms

CPA INVESTMENT SOLUTIONS, INC.
EDWARD JONES
HENDRICKS WEALTH AND ESTATE MANAGEMENT
OSAIC WEALTH, INC.
ACCURATE WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
BASE WEALTH MANAGEMENT
RETIREMENT MONEY MANAGEMENT

Other Investors

ANGELA ROBIN HILLIARD DYCHES
Kevin St John
Thomas Donald Anderson
JOHNATHAN RYAN HENDRIX
MEREDITH BAKER FREEMAN
RICHARD MANANSALA MANANKIL
CHRISTOPHER D'ANDREA
LARRY J WOODRUFF

Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

More in Sarasota, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor