Rizwan Rizwi

Employer firm

Sar Wealth Management CRD 170194

$3.79M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• ADVISORY SERVICES TO CHARITIES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Sar Group Llc
  Lynnwood, WA
• 03/2010 → Present
  Sar Wealth Management Llc
  Lynnwood, WA

Previous Registrations

• 2010-03-24 → 2013-12-31
  Kms Financial Services, Inc.
  Seattle, WA
  Lynnwood, WA
• 2006-04-18 → 2008-10-20
  Pacific West Financial Consultants Inc
  Renton, WA
• 2005-08-26 → 2006-04-03
  Waddell & Reed
  Lynnwood, WA
  Lynnwood, WA
• 2005-03-17 → 2005-03-24
  Ameriprise Financial Services, Llc
  Bellevue, WA
• 2004-06-09 → 2004-08-24
  Citigroup Global Markets Inc.
  Seattle, WA
• 2003-06-12 → 2003-07-22
  Morgan Stanley Dw Inc.
  Seattle, WA
• 2000-09-06 → 2002-09-24
  Citigroup Global Markets Inc.
  Provo, UT

Other Businesses

SAR MANAGEMENT CONSULTANTS - NON-INVESTMENT RELATED - SAME ADDRESS - BUSINESS CONSULTING - OWNER - 2008 - 5 HRS/MO - NONE DURING TRADING - CONSULT ON MARKETING, HR, ACCOUNTING AND BUSINESS PLANNING SAR TRADING CO - NON-INVESTMENT RELATED - SAME ADDRESS - RUG IMPORT AND DISTRIBUTION - OWNER - 2008 - 10 HRS/MO - NONE DURING TRADING - IMPORT, DISTRIBUTE AND WHOLESALE SALES OF RUGS SAR GROUP LLC - NON-INVESTMENT RELATED - SAME ADDRESS - HOLDING COMPANY - OWNER - 2008 - 5 HRS/MO - NONE DURING TRADING - THIS IS THE MAIN COMPANY THROUGH WHICH SEVERAL DBAS ARE HELD. ACTIVITIES AS PRESIDENT AND CEO AS NEEDED

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1999-11-22