Sean Kevin Lydon

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 09/2021
  Cushman & Wakefield
  Louisville, KY
• 09/2021 → Present
  Mckesson
  Irving, TX
• 04/2024 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2026 → Present
  Cetera Investment Advisors Llc
  Schaumburg, IL

Other Businesses

1.NAME OF OTHER BUSINESS: CAPE INVESTMENT MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, NOT DURING TRADING HOURS, 2.NAME OF OTHER BUSINESS: MCKESSON, INVESTMENT RELATED: NO, ADDRESS: 6555 STATE HWY 161, IRVING, TX 75039, NATURE OF BUSINESS: PHARMACEUTICAL DISTRIBUTION/HEALTH CARE, START DATE: 09/2021, POSITION/TITLE/RELATIONSHIP: SR. ASSOCIATE BUSINESS SYSTEMS ANALYST, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: LEAD IT/DATA TEAM THROUGH SEVERAL PROJECTS;

Exams

• S66 Uniform Combined State Law Examination
  2025-09-26

Other Names

• Sean Lydon