Carlos Santana

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Forest Hills, NY
• 05/2015 → 12/2017
  Queens College, City University Of New York
  New York, NY

Other Businesses

I*1639265Entity Type: CharitableName of OBA: The Business Initiative Corporation of New YorkAddress:Bronx, NYInvestment Related:No Position, Title, Association:Board MemberStart Date:01/23/2024No Hours: 2 MonthlyNo Hours during trading:1Duties:BICNY is a non-profit focused on economic development. They serve as a Small Business Lending Company (SBLC). Responsibilities will include discussions around potential lending opportunities and economic development projects.

Exams

• S66 Uniform Combined State Law Examination
  2024-11-01

Other Names

• Carlos Manuel Santana
• Carlos M Santana