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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-19 |
| TX | RA | APPROVED | 2026-06-18 |
Branch Locations
200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Evergreen Middle School | Redmond | WA | 10/2016 | 06/2019 |
| Redmond High School | Redmond | WA | 08/2019 | 06/2022 |
| River Trail Roasters | Redmond | WA | 01/2021 | 08/2023 |
| Castilla | Bellevue | FL | 06/2022 | 08/2022 |
| Earls Kitchen And Bar | Miami | FL | 08/2023 | 04/2024 |
| Ubs Financial Services Inc. | Miami | FL | 04/2024 | 12/2024 |
| Ubs Financial Services Inc. | Miami | FL | 12/2024 | 06/2026 |
| Morgan Stanley Smith Barney Llc | Miami | FL | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-18 |
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