Brooke Adel Tarvin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Kansas City, MO
• 11/2018 → 03/2024
  Bank Of America Private Bank
  Kansas City, MO
• 09/2014 → 11/2018
  Phillips Mcelyea Carpenter & Welcg Pc
  Camdenton, MO

Other Businesses

I*2470258, Entity Type: Entity Charitable, Name of OBA: KC Express Network American Business Womens Association, Address: Overland Park, Kansas, 66204, Investment Related: N, Position, Title, Association: Treasurer, Board Member, Employee State Date: 07/01/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: Manage and balance budget for organization. The organization banks with CrossFirst. As a Board Member, myself and the 5 other VPs would all have check writing ability, but I am told writing checks is rarely used and the organization does not accept cash payments.

Exams

• S66 Uniform Combined State Law Examination
  2024-07-08

Other Names

• Brooke Adel Christy
• Brooke A Tarvin
• Brooke A Christy