Matthew T Carroccio

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Washington, DC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Washington, DC

Previous Registrations

• 2002-06-06 → 2009-01-29
  Citigroup Global Markets Inc.
  Washington, DC
  Washington, DC

Other Businesses

JS CARROCCIO LANDSCAPING, NOT INV RELATED, BETHESDA, MD, 25% OWNER BY SPOUSE, START: 1/1/2007, 1 HOUR PER MONTH/0 DURING TRADING. DUTIES: NONE. WASHINGTON JESUIT ACADEMY; INVESTMENT RELATED; WASHINGTON, DC; FINANCE COMMITTEE MEMBER; START DATE 12/05/2022; 1 HOUR PER MONTH / 1 DURING TRADING HOURS, ATTENDING MEETINGS TO DISCUSS AND REVIEW BUDGETS AND THE CURRENT STATE OF FINANCES INCLUDING THE INVESTMENT PORTFOLIOS. SAFE SHORES DC ADVOCACY CENTER; INVESTMENT RELATED; WASHINGTON, DC; FINANCE COMMITTEE MEMBER; START DATE 12/5/2022; 0.1 HOURS PER MONTH, 0 HRS DURING TRADING HOURS, ATTENDING MEETINGS TO DISCUSS AND APPROVE THE RECOMMENDATIONS OF THE INVESTMENT CONSULTANT. | MICHAEL M. MCCARTHY REVOCABLE TRUST; INV REALTED; OCEAN RIDGE, FL; TRUST ADVISOR; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; INFORMAL ROLE AND NOT A TRUSTEE

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-30
• S63 Uniform Securities Agent State Law Examination
  2001-06-07

Other Names

• Matthew Thomas Carroccio