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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-11
FL RA APPROVED 2025-07-02
  • TX RA
    APPROVED
    Since 2025-08-11
  • FL RA
    APPROVED
    Since 2025-07-02

Branch Locations

4302 E State Road 64, Bradenton, FL 34208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradenton FL 04/2025 Present
Northwestern Mutual Sarsota FL 10/2024 01/2025
Smartpro Financial Bradenton FL 04/2024 08/2024
Story Time Soccer Manatee & Sarasota Llc Bradenton & Sarasota FL 04/2021 04/2024
Unemployed Sarasota FL 02/2025 03/2025
Unemployed Sarasota FL 09/2024 09/2024
Td Synnex Clearwater FL 08/2019 04/2021
Story Time Soccer St. Petersburg FL 11/2016 08/2019
Chick-Fil-A St. Petersburg FL 02/2013 10/2016
University Of South Florida - St. Pete Campus St. Petersburg FL 08/2015 08/2019
Bank Of America, N.A. Bradenton FL 07/2025 Present
  • 04/2025 → Present
    Bradenton, FL
  • 10/2024 → 01/2025
    Northwestern Mutual
    Sarsota, FL
  • 04/2024 → 08/2024
    Smartpro Financial
    Bradenton, FL
  • 04/2021 → 04/2024
    Story Time Soccer Manatee & Sarasota Llc
    Bradenton & Sarasota, FL
  • 02/2025 → 03/2025
    Unemployed
    Sarasota, FL
  • 09/2024 → 09/2024
    Unemployed
    Sarasota, FL
  • 08/2019 → 04/2021
    Td Synnex
    Clearwater, FL
  • 11/2016 → 08/2019
    Story Time Soccer
    St. Petersburg, FL
  • 02/2013 → 10/2016
    Chick-Fil-A
    St. Petersburg, FL
  • 08/2015 → 08/2019
    University Of South Florida - St. Pete Campus
    St. Petersburg, FL
  • 07/2025 → Present
    Bank Of America, N.A.
    Bradenton, FL
Other Businesses

I*: 2427301 Name of the other business: Story Time Soccer Investment-related; No Address of the other business: Clearwater, FL Nature of the other business: Soccer program Title, or relationship with the other business: I am paid a royalty in perpetuity Start date of your relationship: April 1st 2024 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I receive a quarterly email that sums up how the business is doing, that I sold back to the company. I receive a royalty on the net revenue each quarter. I do not have any say on the business operations, I just have access like an investor to the business finances.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-30
  • S66 Uniform Combined State Law Examination
    2025-06-30
Other Names
  • James Matthew Desmond

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