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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-30
SC RA APPROVED 2024-06-03
  • TX RA
    APPROVED
    Since 2025-05-30
  • SC RA
    APPROVED
    Since 2024-06-03

Branch Locations

225 Seven Farms Drive Suite 106, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wild Dune Resort Isle Of Palms SC 02/2023 05/2025
Uber Charleston SC 01/2021 02/2023
Gtfo Moving Company Valdosta GA 05/2020 12/2020
The Citadel Charleston SC 08/2016 12/2023
Cetera Wealth Services, Llc El Segundo CA 03/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2024 Present
  • 02/2023 → 05/2025
    Wild Dune Resort
    Isle Of Palms, SC
  • 01/2021 → 02/2023
    Uber
    Charleston, SC
  • 05/2020 → 12/2020
    Gtfo Moving Company
    Valdosta, GA
  • 08/2016 → 12/2023
    The Citadel
    Charleston, SC
  • 03/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 2. NAME OF OTHER BUSINESS: WILD DUNE RESORT INVESTMENT RELATED: NO ADDRESS: 5757 PALM BLVD ISLE OF PALMS SC NATURE OF BUSINESS: HOSPITALITY START DATE: 02/2023 POSITION/TITLE/RELATIONSHIP: HOUSING COORDINATOR APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: OVERSEE EMPLOYEE TEMPORARY HOUSING 3. NAME OF OTHER BUSINESS: PALMETTO & PINE WEALTH SERVICES LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/29/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL/PRESIDENT APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-31
  • S66 Uniform Combined State Law Examination
    2024-05-31

View on SEC IAPD

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