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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-30 |
| SC | RA | APPROVED | 2024-06-03 |
Branch Locations
225 Seven Farms Drive Suite 106, Daniel Island, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wild Dune Resort | Isle Of Palms | SC | 02/2023 | 05/2025 |
| Uber | Charleston | SC | 01/2021 | 02/2023 |
| Gtfo Moving Company | Valdosta | GA | 05/2020 | 12/2020 |
| The Citadel | Charleston | SC | 08/2016 | 12/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2024 | Present |
1. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 2. NAME OF OTHER BUSINESS: WILD DUNE RESORT INVESTMENT RELATED: NO ADDRESS: 5757 PALM BLVD ISLE OF PALMS SC NATURE OF BUSINESS: HOSPITALITY START DATE: 02/2023 POSITION/TITLE/RELATIONSHIP: HOUSING COORDINATOR APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: OVERSEE EMPLOYEE TEMPORARY HOUSING 3. NAME OF OTHER BUSINESS: PALMETTO & PINE WEALTH SERVICES LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/29/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL/PRESIDENT APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-31 |
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