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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-11-03 |
| GA | RA | APPROVED | 2025-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Chattanooga | TN | 08/2024 | Present |
| Chattanooga State Community College | Chattanooga | TN | 08/2020 | 05/2022 |
| University Of Tennessee At Chattanooga | Chattanooga | TN | 08/2022 | 12/2024 |
| Mclemore Resort | Rising Fawn | GA | 01/2024 | 08/2024 |
| Unum | Chattanooga | TN | 03/2023 | 04/2024 |
| Ubs Financial Services, Inc. | Chattanooga | TN | 04/2024 | 08/2024 |
| Ridgeland High School | Rossville | GA | 08/2016 | 05/2020 |
| Sonic | Rossville | GA | 08/2018 | 04/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-09 |
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