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Rachel Nicole Crawford

Ubs Financial Services Inc.

Chattanooga, TN

CRD 7888681

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-03
GA RA APPROVED 2025-09-11
  • TN RA
    APPROVED
    Since 2025-11-03
  • GA RA
    APPROVED
    Since 2025-09-11

Branch Locations

One Union Square, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Chattanooga TN 08/2024 Present
Chattanooga State Community College Chattanooga TN 08/2020 05/2022
University Of Tennessee At Chattanooga Chattanooga TN 08/2022 12/2024
Mclemore Resort Rising Fawn GA 01/2024 08/2024
Unum Chattanooga TN 03/2023 04/2024
Ubs Financial Services, Inc. Chattanooga TN 04/2024 08/2024
Ridgeland High School Rossville GA 08/2016 05/2020
Sonic Rossville GA 08/2018 04/2019
  • 08/2024 → Present
    Ubs Financial Services, Inc.
    Chattanooga, TN
  • 08/2020 → 05/2022
    Chattanooga State Community College
    Chattanooga, TN
  • 08/2022 → 12/2024
    University Of Tennessee At Chattanooga
    Chattanooga, TN
  • 01/2024 → 08/2024
    Mclemore Resort
    Rising Fawn, GA
  • 03/2023 → 04/2024
    Unum
    Chattanooga, TN
  • 04/2024 → 08/2024
    Ubs Financial Services, Inc.
    Chattanooga, TN
  • 08/2016 → 05/2020
    Ridgeland High School
    Rossville, GA
  • 08/2018 → 04/2019
    Sonic
    Rossville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-09
  • S66 Uniform Combined State Law Examination
    2025-09-09

View on SEC IAPD

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