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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-14
  • CA RA
    APPROVED
    Since 2024-03-14

Branch Locations

Encinitas, CA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Advisory Group, Llc Greenwood Village CO 03/2024 Present
Advanced Diabetes Supply Carlsbad CA 04/2020 10/2021
College Madison WI 10/2019 04/2020
Dannys Pub Madison WI 05/2019 10/2019
College Madison WI 08/2018 05/2019
Mccalla Construction And Fine Furniture Encinitas CA 05/2018 08/2018
College Madison WI 08/2017 05/2018
High School Encinitas CA 08/2013 08/2017
Empower Financial Services, Inc Greenwood Village CO 10/2021 Present
  • 03/2024 → Present
    Greenwood Village, CO
  • 04/2020 → 10/2021
    Advanced Diabetes Supply
    Carlsbad, CA
  • 10/2019 → 04/2020
    College
    Madison, WI
  • 05/2019 → 10/2019
    Dannys Pub
    Madison, WI
  • 08/2018 → 05/2019
    College
    Madison, WI
  • 05/2018 → 08/2018
    Mccalla Construction And Fine Furniture
    Encinitas, CA
  • 08/2017 → 05/2018
    College
    Madison, WI
  • 08/2013 → 08/2017
    High School
    Encinitas, CA
  • 10/2021 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-11
  • S65 Uniform Investment Adviser Law Examination
    2024-03-11

View on SEC IAPD

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