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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

Sacramento, CA • United States

1430 Blue Oaks Blvd Ste 290, Roseville,, CA 95747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Roseville CA 03/2024 Present
Strike Tax Boise ID 05/2023 11/2023
Crane Creek Country Club Boise ID 05/2021 05/2023
North Ridge Country Club Sacramento CA 06/2018 04/2021
Christian Brothers High School Sacramento CA 08/2014 05/2018
Sutter Builders Sacramento CA 11/2023 03/2024
  • 03/2024 → Present
    Roseville, CA
  • 05/2023 → 11/2023
    Strike Tax
    Boise, ID
  • 05/2021 → 05/2023
    Crane Creek Country Club
    Boise, ID
  • 06/2018 → 04/2021
    North Ridge Country Club
    Sacramento, CA
  • 08/2014 → 05/2018
    Christian Brothers High School
    Sacramento, CA
  • 11/2023 → 03/2024
    Sutter Builders
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-22
  • S66 Uniform Combined State Law Examination
    2025-08-22
Other Names
  • Richard William Osen

View on SEC IAPD

More in Sacramento, CA

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