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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-03
MI RA APPROVED 2010-04-15
  • TX RA
    APPROVED_RES
    Since 2021-11-03
  • MI RA
    APPROVED
    Since 2010-04-15

Branch Locations

700 Terrace Point Dr Ste 400, Muskegon, MI 49440 • United States

Cedarville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Muskegon MI 03/2010 Present
  • 03/2010 → Present
    Raymond James & Associates
    Muskegon, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-08
S66 Uniform Combined State Law Examination 1999-06-28
  • S65 Uniform Investment Adviser Law Examination
    2004-07-08
  • S66 Uniform Combined State Law Examination
    1999-06-28
Other Names
  • Al Kowalski
  • Allen J Kowalski

View on SEC IAPD

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