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Daniel Rafferty

J.P. Morgan Securities LLC

Pittsburgh, PA

CRD 7888110

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-03-25
TX RA APPROVED 2026-03-25
  • PA RA
    APPROVED
    Since 2026-03-25
  • TX RA
    APPROVED
    Since 2026-03-25

Branch Locations

301 Grant Street Floor 10, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Pittsburgh PA 01/2026 Present
J.P. Morgan Securities Llc Pittsburgh PA 01/2026 Present
University Of Pittsburgh Pittsburgh PA 08/2022 12/2025
Jpmorgan Chase Bank, N.A. Pittsburgh PA 06/2025 08/2025
Ubs Canonsburg PA 11/2024 05/2025
Ubs Canonsburg PA 04/2024 11/2024
Independence Excavating Inc Cheswick PA 06/2022 08/2022
Unemployed Delmont PA 11/2021 05/2022
No Pressure House Wash Delmont PA 06/2019 10/2021
Unemployed Delmont PA 01/2016 05/2019
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Pittsburgh, PA
  • 01/2026 → Present
    Pittsburgh, PA
  • 08/2022 → 12/2025
    University Of Pittsburgh
    Pittsburgh, PA
  • 06/2025 → 08/2025
    Jpmorgan Chase Bank, N.A.
    Pittsburgh, PA
  • 11/2024 → 05/2025
    Ubs
    Canonsburg, PA
  • 04/2024 → 11/2024
    Ubs
    Canonsburg, PA
  • 06/2022 → 08/2022
    Independence Excavating Inc
    Cheswick, PA
  • 11/2021 → 05/2022
    Unemployed
    Delmont, PA
  • 06/2019 → 10/2021
    No Pressure House Wash
    Delmont, PA
  • 01/2016 → 05/2019
    Unemployed
    Delmont, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-25
  • S66 Uniform Combined State Law Examination
    2026-03-25
Other Names
  • Dan Rafferty
  • Daniel Robert Rafferty
  • Daniel R Rafferty

View on SEC IAPD

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