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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-06
  • NC RA
    APPROVED
    Since 2024-09-06

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Loris SC 04/2014 08/2017
Panera Bread Myrtle Beach SC 09/2017 03/2019
Landscaping Resources Llc Murrels Inlet SC 04/2019 08/2019
Full-Time Education Conway SC 09/2019 12/2023
Unemployed Loris SC 01/2024 04/2024
Ubs Financial Services, Inc Charlotte NC 04/2024 Present
  • 04/2014 → 08/2017
    Unemployed
    Loris, SC
  • 09/2017 → 03/2019
    Panera Bread
    Myrtle Beach, SC
  • 04/2019 → 08/2019
    Landscaping Resources Llc
    Murrels Inlet, SC
  • 09/2019 → 12/2023
    Full-Time Education
    Conway, SC
  • 01/2024 → 04/2024
    Unemployed
    Loris, SC
  • 04/2024 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06

View on SEC IAPD

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