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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-27 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
55W W 46Th St, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2024 | 10/2024 |
| Fortinet | Dallas | TX | 07/2022 | 12/2023 |
| Champlain Investment Partners | Burlington | VT | 06/2021 | 08/2021 |
| Beach House Vt | Burlington | VT | 06/2019 | 08/2020 |
| Waterworks Food & Drink | Winooski | VT | 05/2018 | 08/2018 |
| Queen's University | Kingston | 09/2018 | 05/2022 | |
| Burlington High School | Burlington | VT | 09/2014 | 05/2018 |
| Traveling/Out Of Workforce | Dallas | TX | 12/2023 | 04/2024 |
| Unemployed | Burlington | VT | 05/2022 | 07/2022 |
| Hightower Advisors, Llc | New York | NY | 01/2025 | Present |
| Unemployed | New York City | NY | 10/2024 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-29 |
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