Shelley R Hawkins

Employer firm

Four Seasons Investment Management, Inc. CRD 114958

$26.7M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Four Seasons Investment Management, Inc.

Brenham, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1999-06-09

TX RA
APPROVED

Since 1999-06-09

Branch Locations

Houston, TX • United States

Brenham, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Four Seasons Investment Management, Inc.	Houston	TX	09/1998	Present

09/1998 → Present

Four Seasons Investment Management, Inc.

Houston, TX

Other Businesses

MS. HAWKINS HAS SERVED SINCE 1999 AS VICE PRESIDENT OF EQUITABLE SOLUTIONS, INC. (4550 POST OAK PLACE DR., SUITE 118, HOUSTON, TX 77027), A NON INVESTMENT RELATED FIRM PROVIDING HOURLY DIVORCE PLANNING SERVICES. MS. HAWKINS DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO ADMINISTRATIVE DUTIES RELATED THE BUSINESS, PRIMARILY DURING NON MARKET HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-03-26

S63 Uniform Securities Agent State Law Examination

1999-03-26

Designations

Certified Financial Planner

Other Names

Shelley R. Reid

View on SEC IAPD