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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Paramus | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*411310 - CIANJ; Investment related - No; Rochelle Park, New Jersey; Civic/Religious/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0.30; After business hours: 0.30; Business Development/Growth *673408- Maxwell Leadership; Investment related: No; Duluth, Georgia; Civic/Religious/Community, Consulting; Certified Maxwell Leadership Coach, Trainer, DISC Assment, The Leadership Game (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 2; After business hours: 8; I will be licensed to use the John Maxwell Leadership name to do Coaching, Speaking, Training, DISC Assessment's and the Leadership Game
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-19 |
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