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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-01-20
  • OH RA
    APPROVED
    Since 2011-01-20

Branch Locations

3160 Dayton-Xenia Rd., Beavercreek, OH 45434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 01/2011 Present
  • 01/2011 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2005-10-18 → 2011-01-04
    Cleveland, OH
    Springfield, OH
    Springfield, OH
    Wheeling, WV
  • 2005-07-06 → 2005-09-27
    Chase Investment Services Corp.
    Chicago, IL
  • 2002-07-26 → 2005-07-06
    Banc One Securities Corporation
    Dayton, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-11
  • S66 Uniform Combined State Law Examination
    1999-06-11
Designations

View on SEC IAPD

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