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Allison Katherine Young

Young Richard C & Co Ltd

Naples, FL

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Current Employers
Young Richard C & Co Ltd

98 William Street, Newport, RI 02840 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-28
TX RA APPROVED_RES 2003-01-31
RI RA APPROVED 2003-01-01
  • FL RA
    APPROVED
    Since 2026-08-28
  • TX RA
    APPROVED_RES
    Since 2003-01-31
  • RI RA
    APPROVED
    Since 2003-01-01

Branch Locations

5150 Tamiami Trail North Suite 400, Naples, FL 34105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard C. Young & Co., Ltd. Newport RI 05/1999 Present
  • 05/1999 → Present
    Richard C. Young & Co., Ltd.
    Newport, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-20
S63 Uniform Securities Agent State Law Examination 1999-03-24
  • S65 Uniform Investment Adviser Law Examination
    1999-08-20
  • S63 Uniform Securities Agent State Law Examination
    1999-03-24
Other Names
  • Allison Katherine Young
  • Allison Carlisle

View on SEC IAPD

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