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840 Crescent Centre Dr. Suite 600, Franklin, TN 37067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-04-10 |
Branch Locations
840 Crescent Centre Dr. Suite 600, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marketknow Llc | Brentwood | TN | 11/2018 | 04/2024 |
| Saphe Inc | Brentwood | TN | 03/2020 | Present |
| Dns Filter | Washington | DC | 11/2022 | 04/2023 |
| Liveaction Inc | Palo Alto | CA | 01/2017 | 10/2018 |
| Ptc Inc | Boston | MA | 05/2010 | 01/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2024 | 02/2026 |
| Northwestern Mutual Investment Services Llc | Nashville | TN | 10/2024 | 02/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2024 | 02/2026 |
| Efinancial Alliance, Llc | Franklin | TN | 04/2026 | Present |
1. Saphe Inc, Not Investment-related, 901 Steeplechase Dr, Brentwood, TN, USA, 37027, 90% Owner, Start Date: 03/01/2020, 2 hrs per week, 0 trading hrs per week, Software, Duties: management. 2. Saphe Inc, Not Investment-related, 901 Steeplechase Dr, Brentwood, TN, USA, 90% Owner, Start Date: 03/13/2020, 4 hrs per week, 0 trading hrs per week, Commercial Software, Duties: management. 2. INDEPENDENT INSURANCE AGENT - INVESTMENT RELATED. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES OFFERING NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG-TERM CARE INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-03 |
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