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Inactive

Kathryn Riley

Ima Advisory Services, Inc.

Denver, CO

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Current Employers
Ima Advisory Services, Inc.

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-06
  • CO RA
    APPROVED
    Since 2026-03-06

Branch Locations

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pensionmark Financial Group, Llc Santa Barbara CA 02/2024 02/2026
Flagship Restaurant Group Omaha NE 08/2020 03/2024
Spb Hospitality Houston TX 07/2020 07/2021
Allied Universal Conshohocken PA 05/2018 07/2020
Aimco Denver CO 06/2017 08/2017
Regents Of The University Of Colorado Boulder CO 02/2017 05/2017
Texas Christian University Fort Worth TX 09/2016 01/2017
University Of Colorado Boulder CO 09/2017 04/2018
Assuredpartners Investment Advisors Denver CO 12/2024 02/2026
Ima Advisory Services, Inc. Denver CO 02/2026 Present
  • 02/2024 → 02/2026
    Pensionmark Financial Group, Llc
    Santa Barbara, CA
  • 08/2020 → 03/2024
    Flagship Restaurant Group
    Omaha, NE
  • 07/2020 → 07/2021
    Spb Hospitality
    Houston, TX
  • 05/2018 → 07/2020
    Allied Universal
    Conshohocken, PA
  • 06/2017 → 08/2017
    Aimco
    Denver, CO
  • 02/2017 → 05/2017
    Regents Of The University Of Colorado
    Boulder, CO
  • 09/2016 → 01/2017
    Texas Christian University
    Fort Worth, TX
  • 09/2017 → 04/2018
    University Of Colorado
    Boulder, CO
  • 12/2024 → 02/2026
    Assuredpartners Investment Advisors
    Denver, CO
  • 02/2026 → Present
    Ima Advisory Services, Inc.
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-26
  • S65 Uniform Investment Adviser Law Examination
    2024-06-26
Other Names
  • Kat Riley

View on SEC IAPD

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