Kathryn Riley

Employer firm

Ima Advisory Services, Inc. CRD 112091

$3.90B regulatory AUM 192 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2024 → 02/2026
  Pensionmark Financial Group, Llc
  Santa Barbara, CA
• 08/2020 → 03/2024
  Flagship Restaurant Group
  Omaha, NE
• 07/2020 → 07/2021
  Spb Hospitality
  Houston, TX
• 05/2018 → 07/2020
  Allied Universal
  Conshohocken, PA
• 06/2017 → 08/2017
  Aimco
  Denver, CO
• 02/2017 → 05/2017
  Regents Of The University Of Colorado
  Boulder, CO
• 09/2016 → 01/2017
  Texas Christian University
  Fort Worth, TX
• 09/2017 → 04/2018
  University Of Colorado
  Boulder, CO
• 12/2024 → 02/2026
  Assuredpartners Investment Advisors
  Denver, CO
• 02/2026 → Present
  Ima Advisory Services, Inc.
  Denver, CO

Previous Registrations

• 2025-01-29 → 2026-03-16
  Assuredpartners Investment Advisors
  Denver, CO
• 2024-06-26 → 2026-02-27
  World Investment Advisors, Llc
  Denver, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-06-26

Other Names

• Kat Riley