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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Huntsville | AL | 09/2025 | Present |
| J.P. Morgan Securities Llc | Huntsville | AL | 09/2025 | Present |
| Wells Fargo Clearing Services, Llc | Huntsville | AL | 08/2021 | 09/2025 |
| Wells Fargo Bank, N.A. | Huntsville | AL | 08/2021 | 09/2025 |
| Regions Bank | Hattiesburg | MS | 09/2019 | 08/2021 |
| Hancock Whitney Bank | Hattiesburg | MS | 08/2017 | 09/2019 |
| Primerica | Hattiesburg | MS | 06/2014 | 08/2017 |
| Target Corporation | Hattiesburg | MS | 12/2014 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-06 |
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