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Trey Matthew Plummer

Wells Fargo Advisors Financial Network, LLC

Chicago, IL

CRD 7885853

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-22
IL RA APPROVED 2025-11-10
  • TX RA
    APPROVED_RES
    Since 2026-06-22
  • IL RA
    APPROVED
    Since 2025-11-10

Branch Locations

320 South Canal Street Suite 2975, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Chicago IL 01/2025 Present
Claudia Taylor Johnson High School San Antonio TX 02/2015 05/2018
Texas Tech University Lubbock TX 08/2018 01/2021
Orion Wholesale Irving TX 08/2023 02/2024
Teksystems San Antonio TX 02/2024 01/2025
Unemployed San Antonio TX 02/2021 08/2023
  • 01/2025 → Present
    Chicago, IL
  • 02/2015 → 05/2018
    Claudia Taylor Johnson High School
    San Antonio, TX
  • 08/2018 → 01/2021
    Texas Tech University
    Lubbock, TX
  • 08/2023 → 02/2024
    Orion Wholesale
    Irving, TX
  • 02/2024 → 01/2025
    Teksystems
    San Antonio, TX
  • 02/2021 → 08/2023
    Unemployed
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-22
  • S66 Uniform Combined State Law Examination
    2025-10-22
Other Names
  • Trey Plummer

View on SEC IAPD

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