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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-03 |
Branch Locations
10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spec's Wines, Spirits And Fine Foods | New Braunfels | TX | 01/2024 | 03/2024 |
| Astera-Imex, Llc | New Braufels | TX | 06/2023 | 11/2023 |
| Weilbacher Brewery, Llc | New Braunfels | TX | 03/2017 | 05/2023 |
| Lumbacher, Llc | New Braunfels | TX | 03/2015 | 02/2023 |
| Schulze Farm - Tejas Bulbs | New Braunfels | TX | 12/2019 | 12/2022 |
| New York Life Insurance | San Antonio | TX | 04/2024 | 04/2025 |
| Nylife Securities Llc. | San Antonio | TX | 11/2024 | 04/2025 |
| Favor | New Braunfels | TX | 12/2024 | Present |
| Massmutual Life Insurance Co | Springfield | MA | 06/2025 | Present |
| Mml Investors Services, Llc | Springfield | MA | 06/2025 | Present |
| Guardian | New Braunfels | TX | 04/2025 | 06/2025 |
| Twin Liquors | Austin | TX | 10/2010 | 07/2017 |
| Ups | New Braunfels | TX | 11/2023 | 12/2023 |
| Favor | New Braunfels | TX | 07/2020 | 12/2021 |
(1) NAME: FAVOR DELIVERY INV REL: N ADD: RESIDENTIAL NATURE: PART-TIME DELIVERY DRIVER POSITION: RUNNER START DATE: 12/15/2024 No. HR/MO: 10. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: I OCCATIONALLY PICK UP GROCERIES FOR DELIVERY. (2) NAME: ASTERA-IMEX, LLC INV REL: N ADD: RESIDENTIAL NATURE: DORMANT LLC, IMPORT-EXPORT POSITION: OWNER START DATE: 06/2023 No. HR/MO: 0. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: DORMANT LLC, CURRENTLY NONE. (3) NAME: WEILBACHER BREWERY, LLC INV REL: N ADD: RESIDENTIAL NATURE: RESTAURANT/BAR WORK POSITION: OWNER START DATE: 03/2017 No. HR/MO: 0. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: FORMER BREWERY, NOW CLOSED. (4) NAME: MH LUMBACHER, LLC INV REL: Y ADD: RESIDENTIAL NATURE: REALTOR/REAL ESTATE POSITION: OWNER START DATE: 03/2016 No. HR/MO: 0. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: DORMAT LLC, MEANT AS RESIDENTIAL RENTAL REAL ESTATE INVESTMENT. (5) NAME: HUNTER WEILBACHER INV REL: Y ADD: RESIDENTIAL NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 10/01/2025 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-14 |
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