Best Investors Account Sign in
Inactive

Leonard Charles Ellis

Mohawk Capital Advisors, LLC

New York, NY

CRD 3215166

Claim This Profile
Employer firm

Mohawk Capital Advisors, LLC CRD 172304

$35.5M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Mohawk Capital Advisors, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-03
  • NY RA
    APPROVED
    Since 2021-11-03

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mohawk Capital Advisors New York NY 09/2014 Present
Service Academy Capital Management, Llc New York NY 09/2021 11/2021
Atlas Merchant Capital, Llc New York NY 06/2022 Present
Previous Registrations
Other Businesses

ATLAS MERCHANT CAPITAL LLC investment-related 477 Madison Avenue, 22nd Floor, New York, NY 10022 investment management Managing Director, Fund Manager 6/2/2022 10-20 hours per week 10-20 hours per week Manage a fund

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-03
  • S63 Uniform Securities Agent State Law Examination
    1999-05-03
Other Names
  • Leonard Ellis
  • Leonard Charles Ellis
  • Len Ellis

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor