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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-18 |
Branch Locations
800 Westchester Ave Ste S-508, Rye Brook, NY 10573 • United States
Merrick, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Inc | New York | NY | 06/2010 | 03/2017 |
| Ameriprise Financial Services, Inc. | Ryebrook | NY | 03/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Rye Brook | NY | 03/2020 | Present |
Outside Employment; Sapphire Management, LLC; RP Delegate; OSJ Oversight Payroll; 800 Westchester Ave, S 508, Rye Brook, NY, 10573; Not Investment-Related; 03/20/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-23 |
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