Heather Lynne Harms

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 03/2020
  Securities America Inc
  Lincoln, NE
• 02/2010 → 03/2020
  Securities America Advisors
  Lincoln, NE
• 02/2010 → 03/2020
  Jfc Financial Services
  Lincoln, NE
• 04/2020 → Present
  Lpl Financial Llc
  Lincoln, NE

Previous Registrations

• 2010-03-05 → 2020-04-02
  Securities America Advisors, Inc.
  Lincoln, NE
  Lincoln, NE
• 2001-05-24 → 2010-02-22
  Ameriprise Financial Services, Llc
  Lincoln, NE
  Lincoln, NE
  Lincoln, NE

Other Businesses

1) 4/1/20- 2M Cleaning Service -Outside/W-2 Employment- Clerical/Record keeping- Non-Inv. Related- Lincoln, NE - start date 2/28/2008- 1hr/mth. 2) 12/11/2020 - JFC Advisor Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2020 - 0 Hours Per Month. 3) 02/06/2026 - JFC Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S66 Uniform Combined State Law Examination
  2000-12-04

Other Names

• Heather L Harms
• Heather Lynne Harms
• Heather Lynne Merryman
• Heather Lynne Cyriacks