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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-22
IL RA APPROVED 2024-10-15
  • TX RA
    APPROVED
    Since 2024-10-22
  • IL RA
    APPROVED
    Since 2024-10-15

Branch Locations

1860 W Winchester Rd Ste 104, Libertyville, IL 60048-5312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Libertyville IL 03/2024 Present
Capital One Chicago, Il IL 02/2022 02/2024
Synchrony Financial Chicago IL 07/2015 02/2022
  • 03/2024 → Present
    Libertyville, IL
  • 02/2022 → 02/2024
    Capital One
    Chicago, Il, IL
  • 07/2015 → 02/2022
    Synchrony Financial
    Chicago, IL
Other Businesses

Business Ownership; PaxCo LLC; Co-owner; Manage Ameriprise Business; 1860 W Winchester Road, Suite 104, Libertyville, IL, 60048; Investment-Related; 04/19/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-12
  • S66 Uniform Combined State Law Examination
    2024-09-12
Other Names
  • Ellen Marie Schwarm

View on SEC IAPD

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