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Thomas Gaines Zarzour

Wells Fargo Clearing Services, LLC

Mobile, AL

CRD 7884630

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-15
AL RA APPROVED 2024-07-03
  • TX RA
    APPROVED
    Since 2024-08-15
  • AL RA
    APPROVED
    Since 2024-07-03

Branch Locations

41 W I-65 Service Road N Ste 220, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Mobile AL 02/2024 Present
Zarzour Companies Mobile AL 01/2017 12/2023
Bellator Real Estate Spanish Fort AL 05/2011 12/2016
  • 02/2024 → Present
    Wells Fargo Clearing Services, Llc
    Mobile, AL
  • 01/2017 → 12/2023
    Zarzour Companies
    Mobile, AL
  • 05/2011 → 12/2016
    Bellator Real Estate
    Spanish Fort, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-03
  • S66 Uniform Combined State Law Examination
    2024-07-03
Other Names
  • T. Gaines Zarzour
  • Gaines Zarzour

View on SEC IAPD

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