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Jose Aguilera

Fifth Third Securities, Inc.

Chicago, IL

CRD 7883743

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-17
  • IL RA
    APPROVED
    Since 2024-10-17

Branch Locations

2973 N Milwaukee Ave, Chicago, IL 60618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Chicago IL 08/2022 Present
Buffalo Wild Wings Chicago IL 04/2015 01/2020
Le Pain Quotidian Chicago IL 08/2017 11/2018
Instacart Chicago IL 10/2020 02/2024
Unemployed Chicago IL 01/2020 10/2020
Fifth Third Securities Chicago IL 02/2024 Present
  • 08/2022 → Present
    Fifth Third Bank
    Chicago, IL
  • 04/2015 → 01/2020
    Buffalo Wild Wings
    Chicago, IL
  • 08/2017 → 11/2018
    Le Pain Quotidian
    Chicago, IL
  • 10/2020 → 02/2024
    Instacart
    Chicago, IL
  • 01/2020 → 10/2020
    Unemployed
    Chicago, IL
  • 02/2024 → Present
    Fifth Third Securities
    Chicago, IL
Other Businesses

Walmart Spark - Chicago, IL - personal delivery - driver - 6 hr/mo (5 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------- Uber Eats - Chicago, IL - food delivery - driver - 5 hr/mo (5 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------- Instacart - Chicago, IL - food delivery - driver - 20 hr/mo (1 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-17
S63 Uniform Securities Agent State Law Examination 2024-07-12
  • S65 Uniform Investment Adviser Law Examination
    2024-10-17
  • S63 Uniform Securities Agent State Law Examination
    2024-07-12

View on SEC IAPD

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