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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Chicago | IL | 08/2022 | Present |
| Buffalo Wild Wings | Chicago | IL | 04/2015 | 01/2020 |
| Le Pain Quotidian | Chicago | IL | 08/2017 | 11/2018 |
| Instacart | Chicago | IL | 10/2020 | 02/2024 |
| Unemployed | Chicago | IL | 01/2020 | 10/2020 |
| Fifth Third Securities | Chicago | IL | 02/2024 | Present |
Walmart Spark - Chicago, IL - personal delivery - driver - 6 hr/mo (5 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------- Uber Eats - Chicago, IL - food delivery - driver - 5 hr/mo (5 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------- Instacart - Chicago, IL - food delivery - driver - 20 hr/mo (1 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-12 |
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