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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-06 |
| TX | RA | APPROVED | 2026-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 04/2024 | Present |
| Angels On Call Homecare | Peekskill | NY | 11/2021 | 04/2024 |
| Kohl's | Cortlandt Manor | NY | 04/2015 | 01/2023 |
| Medical Business Systems, Llc | Cortlandt Manor | NY | 10/2019 | 03/2020 |
| Opengate | Somers | NY | 05/2020 | 12/2020 |
| Sun River Health | Peekskill | NY | 01/2021 | 10/2021 |
| Lehman College | Bronx | NY | 08/2018 | 05/2020 |
| Westchester Community College | Valhalla | NY | 08/2015 | 05/2018 |
| Caribbean Kissed Cosmetics Llc | Peekskill | NY | 10/2020 | 04/2024 |
| Caribbean Kissed Cosmetics Llc | Charlotte | NC | 04/2024 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 04/2024 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 03/2026 | Present |
NAME OF BUSINESS: CARIBBEAN KISSED COSMETICS LLC NON-INVESTMENT-RELATED ADDRESS: PEEKSKILL, NY NATURE OF BUSINESS: LLC POSITION: OWNER START DATE: 10/2020 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: SELL COSMETICS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-03 |
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