Nathan Allen Richter

Employer firm

Strategic Wealth Group CRD 284430

$1.54B regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Lpl Financial, Llc
  Plymouth, MN
• 11/2014 → 04/2017
  Great Valley Advisor Group, Inc.
  Plymouth, MN
• 05/2017 → Present
  Strategic Wealth Group Registered Investment Advisors, Llc
  Plymouth, MN
• 09/2011 → Present
  Nathan A. Richter, Sole Proprietor
  Plymouth, MN
• 04/2015 → 12/2016
  Salt Property & Casualty, Llc
  Plymouth, MN
• 06/2019 → 12/2020
  Leaderone Financial
  Minneapolis, MN

Previous Registrations

• 2014-11-13 → 2017-05-01
  Great Valley Advisor Group, Llc
  Plymouth, MN
  Berwyn, PA
• 2014-01-30 → 2014-11-17
  New England Securities
  Minneapolis, MN
• 2001-03-19 → 2002-06-19
  Woodbury Financial Services, Inc.
  Annandale , VA

Other Businesses

1) 11/03/2014: Boli Solutions Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Time Spent 1% - Bank owned life insurance- fixed. 2) 2/17/2015: American Financial Marketing - Investment Related - 400 Highway 169 South, St Louis Park, MN 55426 - Non-Variable Insurance - Agent - Started 02/05/2015 - 16 Hours Per Month During Securities Trading - Selling Fixed Life Insurance, Disability, Long-term Care, and Fixed Annuities. 3) 5/6/2015: Beacon Benefits - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 05/01/2015 - 1 Hour Per Month During Securities Trading. 4) 7/5/2016: Core Income Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/21/2016 - 20 Hours Per Month During Securities Trading - Sell fixed Life Insurance, Long-term care, fixed annuities. 5) 5/10/2017: Strategic Wealth Group Registered Investment Advisors, LLC - DBA: (Hybrid) Strategic Wealth Group RIA, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/28/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Strategic Wealth Group Registered Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 5/26/2017: Salt Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/12/2015 - 80 Hours Per Month During Securities Trading. 7) 6/19/2017: STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLC - DBA: (Hybrid) Salt Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 06/01/2017 - 80 Hours Per Month During Securities Trading. 8) 6/23/2017: Salt Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/26/2017 - 40 Hours Per Month During Securities Trading. 9) 06/22/2022 - No Business Name - Investment Related - Mound, MN 55356 - Real Estate Rental - Start Date - 06/13/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-09-13
• S65 Uniform Investment Adviser Law Examination
  1999-07-10

Designations

• Certified Financial Planner

Other Names

• Nate Richter
• Nathan Richter