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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-07-15
FL RA APPROVED 2026-07-10
CT RA APPROVED 2026-07-09
ME RA APPROVED 2026-07-09
NY RA APPROVED 2026-07-09
VT RA APPROVED 2026-07-09
NH RA APPROVED 2026-07-01
  • MA RA
    APPROVED
    Since 2026-07-15
  • FL RA
    APPROVED
    Since 2026-07-10
  • CT RA
    APPROVED
    Since 2026-07-09
  • ME RA
    APPROVED
    Since 2026-07-09
  • NY RA
    APPROVED
    Since 2026-07-09
  • VT RA
    APPROVED
    Since 2026-07-09
  • NH RA
    APPROVED
    Since 2026-07-01

Branch Locations

1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 02/2024 05/2026
Bottomline Technologies, Inc Nh NH 05/2023 01/2024
Dow Jones-Factiva Inc. Nj NJ 05/2022 05/2023
Self Employed Nj NJ 05/2016 05/2022
Td Private Client Wealth Llc Manchester NH 06/2026 Present
Td Bank N.A. Manchester NH 06/2026 Present
  • 02/2024 → 05/2026
    Fidelity Investments
    Merrimack, NH
  • 05/2023 → 01/2024
    Bottomline Technologies, Inc
    Nh, NH
  • 05/2022 → 05/2023
    Dow Jones-Factiva Inc.
    Nj, NJ
  • 05/2016 → 05/2022
    Self Employed
    Nj, NJ
  • 06/2026 → Present
    Manchester, NH
  • 06/2026 → Present
    Td Bank N.A.
    Manchester, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-29
S63 Uniform Securities Agent State Law Examination 2024-06-11
  • S66 Uniform Combined State Law Examination
    2025-08-29
  • S63 Uniform Securities Agent State Law Examination
    2024-06-11

View on SEC IAPD

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