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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-08-16
  • OH RA
    APPROVED
    Since 2024-08-16

Branch Locations

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

275 Springside Dr., Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dakota Wealth, Llc Akron OH 05/2021 Present
United Hardscapes Cuyahoga Falls OH 05/2019 12/2019
Pnc Bank Brecksville OH 09/2018 05/2019
Pawesome Costumes Kent OH 06/2013 01/2020
Dakota Wealth, Llc Akron OH 01/2020 05/2021
  • 05/2021 → Present
    Akron, OH
  • 05/2019 → 12/2019
    United Hardscapes
    Cuyahoga Falls, OH
  • 09/2018 → 05/2019
    Pnc Bank
    Brecksville, OH
  • 06/2013 → 01/2020
    Pawesome Costumes
    Kent, OH
  • 01/2020 → 05/2021
    Akron, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-16
  • S65 Uniform Investment Adviser Law Examination
    2024-08-16

View on SEC IAPD

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