Graham Martin

Current Employers

Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-08-12
NC	RA	APPROVED	2024-08-12

IA RA
APPROVED

Since 2024-08-12
NC RA
APPROVED

Since 2024-08-12

Branch Locations

Kannapolis, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Group Management Services	Charlotte	NC	07/2022	01/2024
Unemployed	Mooresville	NC	05/2022	07/2022
The Bakery Shoppe	Huntersville	NC	02/2022	05/2022
Newsong Church (Ardent Faith Ministries)	Cornelius	NC	03/2022	01/2023
University Of North Carolina At Charlotte	Charlotte	NC	08/2018	05/2022
Community School Of Davidson High School	Davidson	NC	01/2014	05/2018
Carolina Cones	Cornelius	NC	03/2017	11/2018
Associated Staffing	Charlotte	NC	01/2024	06/2024
Principal Securities	Charlotte	NC	01/2024	Present
Principal Life Insurance	Charlotte	NC	06/2024	Present
Principal Advised Services	Kannapolis	NC	07/2024	Present

07/2022 → 01/2024

Group Management Services

Charlotte, NC
05/2022 → 07/2022

Unemployed

Mooresville, NC
02/2022 → 05/2022

The Bakery Shoppe

Huntersville, NC
03/2022 → 01/2023

Newsong Church (Ardent Faith Ministries)

Cornelius, NC
08/2018 → 05/2022

University Of North Carolina At Charlotte

Charlotte, NC
01/2014 → 05/2018

Community School Of Davidson High School

Davidson, NC
03/2017 → 11/2018

Carolina Cones

Cornelius, NC
01/2024 → 06/2024

Associated Staffing

Charlotte, NC
01/2024 → Present

Principal Securities

Charlotte, NC
06/2024 → Present

Principal Life Insurance

Charlotte, NC
07/2024 → Present

Principal Advised Services

Kannapolis, NC

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/16/2024 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: Advice, Education & sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/03/2024 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-18

S66 Uniform Combined State Law Examination

2024-05-18